Greg Ruppert, Chief Regulatory Operations Officer at the Financial Industry Regulatory Authority (FINRA), recently shared ...

The 2025 year has been so rich with compliance stinkers, and rife with poor judgment, compliance missteps, outright ...

Concerns over competitors using AI pricing tools to fix prices have dominated antitrust discussions in the U.S. and EU.

The Federal Trade Commission allegations against Uber, alleging deceptive billing and subscription cancellations, have ...

President Donald Trump has directed the Securities and Exchange Commission (SEC) to review-and remove-any SEC rules or ...

European banks and financial institutions must prepare now for stringent new rules on third-party suppliers. A consultation ...

The U.K.'s financial regulator has set up a live-testing environment so that firms can road-test their Artificial ...

Microsoft’s Copilot Usage Report 2025 offers compliance professionals a rare, data-driven look at how artificial intelligence is actually being used by millions of people, rather than how ...