Key Takeaways Robinhood shares slumped Monday, dropping to levels last seen in November as broader markets fell.The Financial ...
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations ...
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
Robinhood’s oversight includes the SEC, FINRA, FCA (UK), FinCEN, and NYSDFS. SIPC insures brokerage accounts up to $500,000 ...
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial ...
Robinhood Markets , the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry ...
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...