Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...
“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making Finra more transparent, simplifying and streamlining regulations and ...
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...
Robinhood is paying $29.75 million to settle FINRA's investigations. The investigations were based on the company's ...
However, fines shrank to $59 million, down 35% from the $89 million in 2023. The drop largely stems from a lack of blockbuster penalties, such as the $24 million fine levied against Bank of America ...
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...
FINRA accepted a Letter of Acceptance, Waiver, and Consent (AWC) from an operator of a fixed income electronic trading platform ...
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority ...