Robinhood, FINRA Probes

Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood to Pay $26 Million to Settle Finra Allegations
(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.
Robinhood CEO Tenev Says Financial Regulation Good for the Firm
Robinhood Markets Inc. Chief Executive Officer Vlad Tenev said that his firm, which has been probed by US financial regulators over its cryptocurrency operations, benefits from government oversight.
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood Stock Drops Nearly 20% in Monday Trading
Robinhood ( HOOD) shares slumped Monday, dropping to levels last seen in November as broader markets fell. Shares of the app-based trading platform were recently down nearly 20% to around $36; just ...
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
2HOOD : Robinhood CEO Vlad Tenev Slams Biden's 'All-Out Assault&#...
Robinhood CEO Vlad Tenev expressed relief over the new administration's approach to financial services and cryptocurrency.
Markets Insider on MSN13d
3 things to watch in crypto after Robinhood and Coinbase score big wins for the industry
Crypto legislation could be on the horizon, sources said. That could spark fresh inflows into crypto as institutions are ...
Robinhood Markets (NASDAQ:HOOD) Shares Down 8.5% After Insider Selling
Robinhood Markets, Inc. (NASDAQ:HOOD – Get Free Report)’s share price traded down 8.5% on Tuesday after an insider sold shares in the company. The company traded as low as $42.14 and last traded at ...