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Robinhood, Pay and Settle Regulatory Probes

Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments

Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial Industry Regulatory Authority said Friday that it fined Robinhood $26 million,

Markets Insider · 7h

Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes

Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial

Reuters on MSN · 2d

Robinhood paying $29.75 million to end US regulator's probes

Robinhood Markets , the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.

The Wall Street Journal · 2d

Robinhood to Pay $30 Million to Settle Finra Investigation

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.

USA TODAY · 2d

Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes

The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.

MarketWatch · 2h

Robinhood Shares Slide After $30 Million Finra Settlement

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 in premarket trading.

Crypto News1h

SEC’s Crypto U-Turn: All Gensler-Era Enforcement Actions Dropped So Far

The US SEC is rolling back a barrage of enforcement actions brought against several crypto companies under the leadership of ...

5don MSN

Robinhood Markets to launch broader events trading offering this year

When Robinhood Markets (NASDAQ:HOOD) launched its CFTC-regulated trading contracts for the presidential election, "demand for ...

Robinhood Markets (NASDAQ:HOOD) Shares Gap Down on Insider Selling

Robinhood Markets, Inc. (NASDAQ:HOOD – Get Free Report)’s share price gapped down prior to trading on Friday following insider selling activity. The stock had previously closed at $44.84, but opened ...

12d

Robinhood CEO Tenev Says Financial Regulation Good for the Firm

Robinhood Markets Inc. Chief Executive Officer Vlad Tenev said that his firm, which has been probed by US financial ...

Strategy and crypto-peers slide as bitcoin falls back towards $80k

Shares in Strategy, the bitcoin investor formerly known as MicroStrategy, are diving 7% after the price of bitcoin fell back towards the $80,000 level. Coinbase Global and Robinhood Markets, platforms ...