Robinhood, FINRA

Robinhood Agrees to Pay $26M for FINRA Allegations Settlement
Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority (“FINRA”) allegations for failing to respond to red flags about potential misconduct and not verifying the identities of thousands of customers.
Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online trading platform has been fined by the Financial Industry Regulatory Authority.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from crypto trading.
Robinhood to Pay $26 Million to Settle Finra Allegations
Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.
Robinhood Faces $26M Fine for Regulatory Violations
Robinhood Financial and Robinhood Securities are facing a $26 million fine for violating multiple financial regulations.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
FINRA orders Robinhood to pay $3.75M in restitution to customers
FINRA has ordered Robinhood Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including fai
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
InvestmentNews1d
Robinhood has racked up penalties of more than $1M a day so far in 2025
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
The Daily Star1h
Robinhood broker review
Robinhood’s oversight includes the SEC, FINRA, FCA (UK), FinCEN, and NYSDFS. SIPC insures brokerage accounts up to $500,000 ...