Robinhood Markets (NASDAQ:HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M ...

Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making Finra more transparent, simplifying and streamlining regulations and ...

However, fines shrank to $59 million, down 35% from the $89 million in 2023. The drop largely stems from a lack of blockbuster penalties, such as the $24 million fine levied against Bank of America ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...

Robinhood is paying $29.75 million to settle FINRA's investigations. The investigations were based on the company's ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

FINRA accepted a Letter of Acceptance, Waiver, and Consent (AWC) from an operator of a fixed income electronic trading platform ...

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...