“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making Finra more transparent, simplifying and streamlining regulations and ...

Robinhood ( HOOD) shares slumped Monday, dropping to levels last seen in November as broader markets fell. Shares of the app-based trading platform were recently down nearly 20% to around $36; just ...

FINRA accepted a Letter of Acceptance, Waiver, and Consent (AWC) from an operator of a fixed income electronic trading platform ...

However, fines shrank to $59 million, down 35% from the $89 million in 2023. The drop largely stems from a lack of blockbuster penalties, such as the $24 million fine levied against Bank of America ...

Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority ...

Robinhood is paying $29.75 million to settle FINRA's investigations. The investigations were based on the company's ...

Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...

In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...