Robinhood Fined $29.75M by FINRA

Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial Industry Regulatory Authority said Friday that it fined Robinhood $26 million,
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood says SEC has closed its investigation into the company
Lawsuits filed against cryptocurrency platforms during President Joe Biden’s administration continue to fall away as the ...
Robinhood Markets Says SEC Closes Investigation of Crypto Unit
The company said the SEC doesn’t intend to pursue enforcement action, the latest indication of the Trump administration’s ...
US securities regulator closes investigation into Robinhood's crypto arm with no action
Robinhood said the U.S. securities regulator had closed its probe into the retail trading firm's crypto arm with no action, ...
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Robinhood Stock Rallies on Closed SEC Investigation
Robinhood Markets (HOOD) stock is rallying after the Securities and Exchange Commission (SEC) ended an investigation into its ...
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SEC ends investigation into Robinhood crypto
The US Securities and Exchange Commission told Robinhood Crypto on February 21 that it was officially closing the ...
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Robinhood CEO talks SEC lawsuit dismissal: ‘It's nice to not have to play as much defense'
In a Tuesday interview with CNBC’s Jim Cramer, Robinhood CEO Vlad Tenev praised the new administration’s attitude towards ...
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SEC drops crypto case against Robinhood
SEC terminated its investigation into Robinhood Crypto on Monday. The US regulator dismissed its case against Coinbase as ...
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SEC’s Crypto U-Turn: All Gensler-Era Enforcement Actions Dropped So Far
The US SEC is rolling back a barrage of enforcement actions brought against several crypto companies under the leadership of ...