Robinhood Markets U.S. Securities and Exchange Commission - Search News

Robinhood, FINRA Probes

Reuters on MSN · 2d

Robinhood paying $29.75 million to end US regulator's probes

Robinhood Markets , the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.

Markets Insider · 7h

Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes

Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial

Crypto News Flash · 5h

Robinhood Settles FINRA Probes for $29.75M in Compliance Case

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.

Robinhood to Pay $26 Million to Settle Finra Allegations

(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.

Robinhood to Pay $30 Million for Regulatory Violations, Finra Says

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.

1hon MSN

Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments

Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial ...

13don MSN

Robinhood Says SEC Closes Crypto Probe Without Any Enforcement

Robinhood Markets Inc. said the US Securities and Exchange Commission closed an investigation into the firm’s cryptocurrency ...

13don MSN

Robinhood Markets Says SEC Closes Investigation of Crypto Unit

The company said the SEC doesn’t intend to pursue enforcement action, the latest indication of the Trump administration’s ...

13d

US securities regulator closes investigation into Robinhood's crypto arm with no action

Robinhood said the U.S. securities regulator had closed its probe into the retail trading firm's crypto arm with no action, ...

12d

Robinhood CEO Tenev Says Financial Regulation Good for the Firm

Robinhood Markets Inc. Chief Executive Officer Vlad Tenev said that his firm, which has been probed by US financial ...

4d

SEC Drops Another Crypto Case but Keeps Ripple Lawsuit Alive

The U.S. Securities and Exchange Commission (SEC) has abandoned another high-profile cryptocurrency lawsuit. This time, the ...

2don MSN

Robinhood paying US$29.75 million to end US regulator’s probes

ROBINHOOD Markets, the online trading platform, agreed to pay US$29.75 million to resolve several Financial Industry ...

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