Robinhood Markets U.S. Securities and Exchange Commission

Robinhood, FINRA Probes

Robinhood paying $29.75 million to end US regulator's probes

Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.

Markets Insider · 4h

Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes

Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial

Crypto News Flash · 2h

Robinhood Settles FINRA Probes for $29.75M in Compliance Case

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.

Wall Street Journal · 3d

Robinhood to Pay $30 Million to Settle Finra Investigation

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.

Barron's · 2d

Robinhood to Pay $30 Million for Regulatory Violations, Finra Says

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.

13don MSN

Robinhood Crypto Investigation Dropped by SEC. The Stock Is Falling.

The U.S. Securities and Exchange Commission has officially closed its investigation of Robinhood Crypto. Robinhood’s stock, ...

13don MSN

Robinhood says SEC has closed its investigation into the company

Lawsuits filed against cryptocurrency platforms during President Joe Biden’s administration continue to fall away as the ...

13don MSN

Robinhood Markets Says SEC Closes Investigation of Crypto Unit

The company said the SEC doesn’t intend to pursue enforcement action, the latest indication of the Trump administration’s ...

EconoTimes2d

Robinhood Fined $29.75M by FINRA Over Compliance Failures

Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority ...

Schaeffer's Investment Research13d

Robinhood Stock Rallies on Closed SEC Investigation

Robinhood Markets (HOOD) stock is rallying after the Securities and Exchange Commission (SEC) ended an investigation into its ...

13d

US securities regulator closes investigation into Robinhood's crypto arm with no action

Robinhood said the U.S. securities regulator had closed its probe into the retail trading firm's crypto arm with no action, ...

Cryptopolitan on MSN13d

SEC ends investigation into Robinhood crypto

The US Securities and Exchange Commission told Robinhood Crypto on February 21 that it was officially closing the ...

UPI13d

SEC drops investigation into Robinhood crypto, will take no further action

24 (UPI) --Robinhood on Monday said the U.S. Securities and Exchange Commission ended its investigation ... corporate affairs officer for Robinhood Markets, Inc., said Monday.

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