Robinhood, FINRA

Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood to Pay $26 Million to Settle Finra Allegations
Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Markets Says SEC Closes Investigation of Crypto Unit
Robinhood Markets said the Securities and Exchange Commission closed its investigation into its crypto unit and doesn’t ...
Robinhood Says SEC Closes Crypto Probe Without Any Enforcement
Robinhood Markets Inc. said the US Securities and Exchange Commission closed an investigation into the firm’s cryptocurrency ...
UPI13d
SEC drops investigation into Robinhood crypto, will take no further action
24 (UPI) --Robinhood on Monday said the U.S. Securities and Exchange Commission ended its investigation into ...
Schaeffer's Investment Research13d
Robinhood Stock Rallies on Closed SEC Investigation
Robinhood Markets (HOOD) stock is rallying after the Securities and Exchange Commission (SEC) ended an investigation into its ...
Yahoo Finance10d
Robinhood CFO sells $1.2M in shares following dropped SEC investigation
The sale follows shortly after the Securities and Exchange Commission officially dropped an investigation ...
US securities regulator closes investigation into Robinhood's crypto arm with no action
Robinhood said the U.S. securities regulator had closed its probe into the retail trading firm's crypto arm with no action, ...
Cryptopolitan1d
Robinhood CEO highlights blockchain’s role in extending trading hours
Robinhood CEO Vlad Tenev stated that blockchain technology might be necessary to enable 24/7 trading for the trading platform ...
The Daily Signal2d
‘Surveillance State’: Bill Would Tackle Government Collection of Investor Data
SEC’s automatic collection of investors’ personal information would be restricted by a new Republican bill introduced by Rep.