Robinhood, FINRA

Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from crypto trading.
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 in premarket trading. Shares had gained 19% year-to-date when the market closed last week.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood to pay $30M to settle US regulator probes
Robinhood has agreed to pay $29.75 million in fines and restitution to settle a probe from the Financial Industry Regulatory Authority into the firm’s supervision and compliance practices.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Coinbase and Robinhood Didn’t Make the S&P 500. They May Be Too Volatile.
S&P Dow Jones Indices revealed its quarterly changes to the index last week. A key volatility metric could be the reason why ...
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Robinhood has racked up penalties of more than $1M a day so far in 2025
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
Coinbase and Robinhood didn't make it into the S&P 500. Their stocks are taking a hit.
Coinbase Global and Robinhood Markets both fit the criteria for entry into the S&P 500, but neither company made it into the index in the latest rebalancing, announced Friday. That's putting pressure ...
Robinhood Launches Trivia With 'Quiz Daddy' Scott Rogowsky: Will Bitcoin Giveaway Help Boost Gold Subscribers?
Stock and crypto brokerage Robinhood Markets Inc (NASDAQ:HOOD) launched a new trivia game that gave away $1 million in ...
Stocks to Watch Monday: DoorDash, Tesla, Robinhood
The food-delivery company will join the S&P 500 on March 24, S&P Dow Jones Indices said Friday. Shares gained more than 4% in thin premarket trading. ↘️ Tesla (TSLA): The el ...
Robinhood, Schwab, Other Financial Stocks Sell Off Sharply Amid Market Slump
Shares of bank and brokerage stocks sold off sharply Monday morning as investors worried about a potential economic slowdown ...